danwrich


Daniel Richards

Photo of Daniel Richards

School of Administrative Studies

Assistant Professor

Email: danwrich@yorku.ca
Primary website: ORCID Profile
Secondary website: Google Scholar Profile

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Daniel Richards is an Assistant Professor in the School of Administrative Studies. He teaches personal financial planning. His research interests are behavioural finance, financial planning and investment decision making.

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Degrees

PhD, The Open University (UK)
MRes, The Open University (UK)
MBus, The University of Otago (NZ)
Bcom , The University of Otago (NZ)

Research Interests

Financial and Monetary Systems , Psychology, Personal Finance, Behavioural Finance
Journal Articles

Publication
Year

Richards, D. W. and Safari, M. (2021), Disclosure effectiveness in the financial planning industry, Qualitative Research in Financial Markets, https://doi.org/10.1108/QRFM-04-2020-0060

2021

Richards D. W., Ahmed A. D., Bruce K. (2021) Ethics in financial planning: Analysis of ombudsman decisions using codes of ethics and fiduciary duty standards. Australian Journal of Management. doi:10.1177/03128962211022568

2021

Tahir, M. S., Ahmed, A. D. and Richards, D. W. (2021), Financial literacy and financial well-being of Australian consumers: a moderated mediation model of impulsivity and financial capability, International Journal of Bank Marketing https://doi.org/10.1108/IJBM-09-2020-0490

2021

O'Dwyer, M. & Richards, D. W. (2021) Occupational boundaries: Gender capital and career progression in the financial planning industry. FINANCIAL PLANNING REVIEW 4:e1123 DOI: https://doi.org/10.1002/cfp2.1123

2021

Richards, D.W., Ukwatte Jalathge, S.L. and Senarath Yapa, P.W. (2021), The professionalization of financial planning in Australia: an institutional logics perspective, Journal of Public Budgeting, Accounting & Financial Management, https://doi.org/10.1108/JPBAFM-11-2020-0182

2021

Richards, D. W. & Morton. E. (2020) Conceptualising Financial Advice in Australia: The Impact of Business Models and External Stakeholders on Client’s Best Interest Practice Financial Services Review 28 (2): 133 – 158

2020

Richards, D. W., Roberts, H., & Whiting, R., (2020) Female financial advisers: Where art thou? Australian Journal of Management 45 (4) 624- 644 https://doi.org/10.1177/0312896219896389

2020

Tahir, M. S., Richards, D. W. & Ahmed, A. D. (2020) Financial Literacy, Attitudes, and Financial Satisfaction: An Assessment of Credit Card Debt-Taking Behavior of Australians Financial Services Review 28 (4) 273-301

2020

Richards, D. W. & Willows G. D. (2019) Monday mornings: Individual investor trading on days of the week and times within a day Journal of Behavioral and Experimental Finance, 22: 105-115, https://doi.org/10.1016/j.jbef.2019.02.009

2019

Richards, D. W., Fenton-O’Creevy, M. P., Rutterford, J. M. & Kodwani, D. (2018) Is the disposition effect related to investors’ reliance on System 1 and System 2 processes or their strategy of emotion regulation? Journal of Economic Psychology 66: 79-92 DOI: https://doi.org/10.1016/j.joep.2018.01.003

2018

Richards, D. W. & Willows G. D. (2018) Who trades profusely? The characteristics of individual investors who trade frequently. Global Finance Journal. 35(2) 1-11, DOI: https://doi.org/10.1016/j.gfj.2017.03.006

2018

Richards, D. W. Rutterford, J. M., Fenton-O’Creevy, M. P. & Kodwani, D (2017) Stock market investors’ use of stop losses and the disposition effect. The European Journal of Finance 23(2): 130 - 152. DOI: http://dx.doi.org/10.1080/1351847X.2015.1048375

2017

Fenton-O'Creevy, M., Lins, J. T., Vohra, S., Richards, D. W., Davies, G., & Schaaff, K. (2012). Emotion regulation and trader expertise: Heart rate variability on the trading floor. Journal of Neuroscience, Psychology, and Economics, 5(4), 227-237. doi:10.1037/a0030364

2012


Current Courses

Term Course Number Section Title Type
Fall 2021 AP/ADMS3541 3.0 B Personal Financial Planning REMT
Fall 2021 AP/ADMS3541 3.0 C Personal Financial Planning REMT


Upcoming Courses

Term Course Number Section Title Type
Winter 2022 AP/ADMS2541 3.0 M Introduction to Personal Finance LECT
Winter 2022 AP/ADMS2541 3.0 N Introduction to Personal Finance ONLN


Daniel Richards is an Assistant Professor in the School of Administrative Studies. He teaches personal financial planning. His research interests are behavioural finance, financial planning and investment decision making.

Degrees

PhD, The Open University (UK)
MRes, The Open University (UK)
MBus, The University of Otago (NZ)
Bcom , The University of Otago (NZ)

Research Interests

Financial and Monetary Systems , Psychology, Personal Finance, Behavioural Finance

All Publications


Journal Articles

Publication
Year

Richards, D. W. and Safari, M. (2021), Disclosure effectiveness in the financial planning industry, Qualitative Research in Financial Markets, https://doi.org/10.1108/QRFM-04-2020-0060

2021

Richards D. W., Ahmed A. D., Bruce K. (2021) Ethics in financial planning: Analysis of ombudsman decisions using codes of ethics and fiduciary duty standards. Australian Journal of Management. doi:10.1177/03128962211022568

2021

Tahir, M. S., Ahmed, A. D. and Richards, D. W. (2021), Financial literacy and financial well-being of Australian consumers: a moderated mediation model of impulsivity and financial capability, International Journal of Bank Marketing https://doi.org/10.1108/IJBM-09-2020-0490

2021

O'Dwyer, M. & Richards, D. W. (2021) Occupational boundaries: Gender capital and career progression in the financial planning industry. FINANCIAL PLANNING REVIEW 4:e1123 DOI: https://doi.org/10.1002/cfp2.1123

2021

Richards, D.W., Ukwatte Jalathge, S.L. and Senarath Yapa, P.W. (2021), The professionalization of financial planning in Australia: an institutional logics perspective, Journal of Public Budgeting, Accounting & Financial Management, https://doi.org/10.1108/JPBAFM-11-2020-0182

2021

Richards, D. W. & Morton. E. (2020) Conceptualising Financial Advice in Australia: The Impact of Business Models and External Stakeholders on Client’s Best Interest Practice Financial Services Review 28 (2): 133 – 158

2020

Richards, D. W., Roberts, H., & Whiting, R., (2020) Female financial advisers: Where art thou? Australian Journal of Management 45 (4) 624- 644 https://doi.org/10.1177/0312896219896389

2020

Tahir, M. S., Richards, D. W. & Ahmed, A. D. (2020) Financial Literacy, Attitudes, and Financial Satisfaction: An Assessment of Credit Card Debt-Taking Behavior of Australians Financial Services Review 28 (4) 273-301

2020

Richards, D. W. & Willows G. D. (2019) Monday mornings: Individual investor trading on days of the week and times within a day Journal of Behavioral and Experimental Finance, 22: 105-115, https://doi.org/10.1016/j.jbef.2019.02.009

2019

Richards, D. W., Fenton-O’Creevy, M. P., Rutterford, J. M. & Kodwani, D. (2018) Is the disposition effect related to investors’ reliance on System 1 and System 2 processes or their strategy of emotion regulation? Journal of Economic Psychology 66: 79-92 DOI: https://doi.org/10.1016/j.joep.2018.01.003

2018

Richards, D. W. & Willows G. D. (2018) Who trades profusely? The characteristics of individual investors who trade frequently. Global Finance Journal. 35(2) 1-11, DOI: https://doi.org/10.1016/j.gfj.2017.03.006

2018

Richards, D. W. Rutterford, J. M., Fenton-O’Creevy, M. P. & Kodwani, D (2017) Stock market investors’ use of stop losses and the disposition effect. The European Journal of Finance 23(2): 130 - 152. DOI: http://dx.doi.org/10.1080/1351847X.2015.1048375

2017

Fenton-O'Creevy, M., Lins, J. T., Vohra, S., Richards, D. W., Davies, G., & Schaaff, K. (2012). Emotion regulation and trader expertise: Heart rate variability on the trading floor. Journal of Neuroscience, Psychology, and Economics, 5(4), 227-237. doi:10.1037/a0030364

2012


Current Courses

Term Course Number Section Title Type
Fall 2021 AP/ADMS3541 3.0 B Personal Financial Planning REMT
Fall 2021 AP/ADMS3541 3.0 C Personal Financial Planning REMT


Upcoming Courses

Term Course Number Section Title Type
Winter 2022 AP/ADMS2541 3.0 M Introduction to Personal Finance LECT
Winter 2022 AP/ADMS2541 3.0 N Introduction to Personal Finance ONLN